Prime Broker Risk Assessments

With the advent of AIFMD and UCITS V, greater emphasis has been placed upon the security of investors’ assets. The data and analysis provided by Thomas Murray’s Prime Broker Risk Assessment service delivers the transparency necessary to understand how your assets are held, how safe they are and how reliably they are serviced.

Our service provides annual Questionnaire Representations using an industry-agreed questionnaire, Independent Prime Broker Risk Assessments covering four primary risk areas, and on-going Surveillance Newsflashes advising of updates that impact the assessments and reports, allowing our clients to focus on their clients.

pdfDownload the AIFMD and UCITS V brochure