Make stronger investment decisions
Market Eligibility Due Diligence is a service that makes full use of our comprehensive data and automated processes to ensure that investment decisions are based on accurate, up-to-date information about market eligibility and operational suitability.
It gives users detailed reports that they can use to provide evidence to the regulator that the required level of market eligibility and operational suitability research and assessment has been performed before making investment decisions.
Market Eligibility Due Diligence is used by a wide range of professionals, including:
- compliance officers;
- portfolio managers;
- risk analysts; and
- investment advisors.
Using the service can demonstrate that investment processes adhere to regulatory standards.
Simplified compliance
Effortlessly demonstrate compliance with the UCITS Directive and FCA COLL 5.2 with automated, regulator-ready reports.
Informed decisions
Evaluate the eligibility and suitability of a large number of markets, with access to comprehensive and current data.
Continuous monitoring
Benefit from ongoing assessments of market conditions to ensure ongoing compliance and operational suitability.
The Market Eligibility Due Diligence service, step-by-step
Step 1. Comprehensive data evaluationSave your organisation time when looking for specific information. Use Thomas Murray’s proprietary platform, Orbit Intelligence, to quickly assess market eligibility and operational suitability based on data from more than 100 global markets.
Save your organisation time when looking for specific information. Use Thomas Murray’s proprietary platform, Orbit Intelligence, to quickly assess market eligibility and operational suitability based on data from more than 100 global markets.
Step 2. Automated mapping of responsesEnsure questionnaire responses are relevant, accurate and reliable. Key criteria questions asked by the UK Financial Conduct Authority (FCA) and European Securities and Markets Authority (ESMA) are automatically mapped based on existing and continuously updated data.
Ensure questionnaire responses are relevant, accurate and reliable. Key criteria questions asked by the UK Financial Conduct Authority (FCA) and European Securities and Markets Authority (ESMA) are automatically mapped based on existing and continuously updated data.
Step 3. Detailed reportingDownload country-specific reports for evaluating market eligibility and operational suitability based on reliable and high-quality data. Be confident that you are providing regulators with clear evidence that:
- Effective investment due diligence has been performed.
- Market eligibility under UCITS requirements has been evaluated.
- Operational suitability of the market has been assessed.
Download country-specific reports for evaluating market eligibility and operational suitability based on reliable and high-quality data. Be confident that you are providing regulators with clear evidence that:
- Effective investment due diligence has been performed.
- Market eligibility under UCITS requirements has been evaluated.
- Operational suitability of the market has been assessed.
Enhance your investment strategy with Market Eligibility Due Diligence
Insights
Central Bank of Ireland: UCITS Permitted Markets Regulation
The Central Bank of Ireland UCITS Permitted Markets Regulation relates to the eligibility criteria for markets into which UCITS funds can invest.
The essential role of fund administrators in investment funds
Fund administrators are specialised service providers that handle the administrative and operational aspects of investment funds.
Due diligence in private equity: Assessing risk to gain reward
In the competitive and high-stakes world of private equity, thorough due diligence is indispensable.
Outsourcing due diligence: Considerations for asset owners
Due diligence is one area in which organisations can immediately reap the benefits of outsourcing.