Annual disclosure requirements for financial institutions
Financial institutions must submit annual reports to their regulatory authorities, detailing key information such as:
- The number of new agreements established
- Categories of ICT third-party service providers engaged
- Types of contractual arrangements in place
- The specific ICT services and functions provided
Meet your DORA RoI reporting deadline
We’ll support you by providing:
- Clear guidance on your regulatory obligations
- Tech-enabled support to rapidly build your ICT third-party register
- Comprehensive review of your existing register
- Compliance checks and support to enable you to meet the reporting deadline
Simplifying your regulatory obligations
We will provide comprehensive and concise guidance on your organisation's regulatory obligations for the specific jurisdictions in which you operate, incorporating the requirements for reporting the RoI.
Consolidation and enhancement of existing efforts
We will seamlessly integrate your existing register, or the one created during the dry run, into our platform, efficiently migrating the relevant information to ensure comprehensive RoI reporting readiness, all while adhering to the standardised RoI Data model and taxonomy, thereby streamlining the reporting process and minimising potential errors.
Compliance verification and submission assistance
Our solution is equipped with a robust suite of 100 automated validation checks, which meticulously reviews the RoI reporting data to proactively identify potential issues, allowing for swift and effective rectification, and ultimately ensuring accurate and timely submission of reports, thereby minimising the risk of errors and delays.
Accelerated through our use of technology
Through our compliance partner Formalize, you will have access to their reporting module for simple and flexible management of digital compliance.
- Migrate existing RoI data, details of CIF, mapped assets and systems
- Extract metadata from contracts to populate required information for RoI
- Centralised repository for contract, critical and important functions, ICT assets and systems
- Generate RoI at individual level or consolidated level
- Generate RoI in csv, xlsx or XBRL-csv
Schedule your RoI discussion
Whether you decide to proceed with a one-off package or an annual subscription, we’ll provide a fully managed service to ensure you meet the new RoI reporting requirement on time, in the format required.
Insights
The Hidden Costs of Spreadsheet-Based Due Diligence
For decades, spreadsheets have been the default tool for operational due diligence. But the costs of this approach are becoming impossible to ignore.
Thomas Murray Launches “Beneath the Asset” Initiative
New analysis warns the classic understanding of asset safety is being fundamentally reshaped.
Missing Security Provisions: 10 Key Questions every Private Equity firm should ask their MSP
Most private equity firms assume their MSP is handling cyber security. Most are wrong.
Top 5 Things Investors and Allocators Should Look for in Technologies Streamlining Operational Due Diligence
Our work at the intersection of institutional risk and market infrastructure has shown us what makes ODD technology truly impactful.