Make stronger investment decisions

Market Eligibility Due Diligence is a service that makes full use of our comprehensive data and automated processes to ensure that investment decisions are based on accurate, up-to-date information about market eligibility and operational suitability. 

It gives users detailed reports that they can use to provide evidence to the regulator that the required level of market eligibility and operational suitability research and assessment has been performed before making investment decisions.

Market Eligibility Due Diligence is used by a wide range of professionals, including:

  • compliance officers;
  • portfolio managers;
  • risk analysts; and
  • investment advisors.

Using the service can demonstrate that investment processes adhere to regulatory standards.

Simplified compliance

Simplified compliance

Simplified compliance

Effortlessly demonstrate compliance with the UCITS Directive and FCA COLL 5.2 with automated, regulator-ready reports.

Informed decisions

Informed decisions

Informed decisions

Evaluate the eligibility and suitability of a large number of markets, with access to comprehensive and current data.

Continuous monitoring

Continuous monitoring

Continuous monitoring

Benefit from ongoing assessments of market conditions to ensure ongoing compliance and operational suitability. 

The Market Eligibility Due Diligence service, step-by-step

 

Step 1. Comprehensive data evaluation

Save your organisation time when looking for specific information. Use Thomas Murray’s proprietary platform, Orbit Intelligence, to quickly assess market eligibility and operational suitability based on data from more than 100 global markets. 

Step 1. Comprehensive data evaluation

 

Step 2. Automated mapping of responses

Step 2. Automated mapping of responses

Ensure questionnaire responses are relevant, accurate and reliable. Key criteria questions asked by the UK Financial Conduct Authority (FCA) and European Securities and Markets Authority (ESMA) are automatically mapped based on existing and continuously updated data.

 

Step 3. Detailed reporting

Download country-specific reports for evaluating market eligibility and operational suitability based on reliable and high-quality data. Be confident that you are providing regulators with clear evidence that:

  • Effective investment due diligence has been performed. 
  • Market eligibility under UCITS requirements has been evaluated. 
  • Operational suitability of the market has been assessed. 
Step 3. Detailed reporting

Enhance your investment strategy with Market Eligibility Due Diligence