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Capital Market Infrastructure Risk - The Risk

The Risk

Institutional Investors are exposed to a wide range of risks when they invest in foreign markets. These risks go beyond exposures to a local custodian bank, a CSD or a fund administrator. In fact, they include a range of risks that are not routinely intermediated or indemnified by any of these institutions, including:

  • Lack of simultaneous delivery against payment 
  • Breakdowns in critical systems
  • Entitlements lost because of inadequate information about a corporate action or an AGM

The Solution

Thomas Murray provides an independent assessment of the risk of safekeeping, transaction settlement, and asset servicing processes in a market, based on a comprehensive analysis of the post-trade risks in that market.

With this service, institutional investors are continuously updated on their post-trade exposure across their invested markets.

Capital Market Infrastructure Risk Assessments

Markets are graded from AAA to CCC

The assessments measure the extent to which investors are exposed to eight primary risks:

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Asset Commitment

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Liquidity

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Counterparty

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Financial

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Asset Safety

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Asset Servicing

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Operational

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Governance and Transparency

Protegemos a los clientes y sus comunidades

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Northern Trust

“Thomas Murray proporciona a Northern Trust una variedad de productos, servicios y tecnología de solicitud de propuesta para la recolección de propuestas, lo que brinda una solución eficiente y rentable que libera a nuestros gerentes bancarios para que se concentren en actividades de mayor valor.”

Petroleum Development Oman Pension Fund

Petroleum Development Oman Pension Fund

“Thomas Murray ha sido un aliado valioso en el proceso de selección de nuestro custodio para Petroleum Development Oman Pension Fund.”

ATHEX

ATHEX

“Thomas Murray ahora juega un papel clave para ayudarnos a detectar y remediar problemas en nuestra postura de seguridad, de la misma manera que a cuantificar, para nuestros directores y clientes, el rendimiento de seguridad de ATHEX.”

Contact an expert

Derek Duggan

Derek Duggan

Director de Ventas