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Thomas Murray Data Services
Securities Newsletter

May 2014

As a local market infrastructure entity or interested participant, Thomas Murray Data Services is pleased to send you our May newsletter. This newsletter provides access to the top stories we reported on as part of our on-going surveillance of local capital markets worldwide. We currently track over 100 securities markets, 130 Central Securities Depositories and have Capital Market Infrastructure Risk Rating Reports on over 90 markets worldwide, assessing the post trade risk exposures faced by international investors.

We would value your feedback on this newsletter. Should you wish to find out about subscribing to our services please feel free to contact us.

CMI in Focus - Evolution of Best Practices; the example of Disaster Recovery

Thomas Murray Data Services maintains a wealth of information through the whole post-trade lifecycle of securities. In a series of monthly reports, Thomas Murray Data Services will be investigating global trends in the industry through analysis of particular areas of capital market infrastructure.

This month CMI in Focus looks at standards in disaster recover practices as an illustration of evolving best practices in Financial Market Institutions (FMIs).

Click here to read the full article

Click here to read the full article

Top Stories

Bangladesh - Settlement Guarantee Fund Regulations Published by DSE and CSE

15 April, 2014

The Dhaka Stock Exchange (DSE) and the Chittagong Stock Exchange (CSE) have published their respective settlement guarantee fund regulations. The guarantee funds are aimed at reducing the settlement risk and ensure settlement...

Global - European Parliament Adopts CSD Regulation

16 April, 2014

On 15 April 2015, the European Parliament adopted the Regulation on securities settlement and central securities depositories. The regulation's main objectives are as follows:Shorter settlement periods; Deterrent settlement discipline...

Lebanon - Midclear Starts Settling Repo Transactions

10 April, 2014

Midclear, the Lebanese depository for equities and corporate debt, has announced that it has started settling repo transactions as of March 2014. Midclear initially settles repos in Certificate of Deposits (CDs), but considers extending the...

Nigeria - NSE Sets New Minimum Operating Standards for Dealing Members

01 April, 2014

The Nigerian Stock Exchange (NSE) has set new minimum operating standards for all licensed Dealing Members. The new standards cater for all three classes of Dealing Members (Broker Dealers, Brokers and Dealers) and address the...

USA - DTCC Supports Move to Shorten Settlement Cycle

23 April, 2014

In an update to our previous newsflash, the Depository Trust & Clearing Corporation (DTCC) has also supported a move to a two-day settlement period, or "T+2," in the U.S. financial markets for equities, corporate and municipal bonds and...

Total Number of Thomas Murray Flashes Issued: April 2014

Securities Market Profiles Flashes: 239 (3115 year on year)

Central Securities Depository Flashes: 95 (1092 year on year)

Capital Market Infrastructure Flashes: 88 (1117 year on year)

Worth Knowing

Depository Risk Flashes

Austria - OeKB Publishes T2S Functional Guide

Egypt - MCDR to Provide New Service for Issuers

Kenya - CDSC to Implement a New CDS System

Nicaragua - CENIVAL to Activate DRP

Vietnam - VSD to Introduce New Communication System

Capital Market Infrastructure Risk Rating Flashes

Azerbaijan - Baku Stock Exchange and NDC Expand Repo Market

Chile - Introduction of Short Term Treasury Notes in the Chilean Market

India - RBI KYC Requirements for Foreign Portfolio Investors

Luxembourg - LuxCSD Sponsored for Pre-LOU Role

Uganda - Link between Payment System and Securities Settlement System

AIFMD Webinars

Why firms need to be concerned with AIFMD right now

Last month TMDS hosted the first in its series of AIFMD & UCITS V themed webinars.

Click here to view a video of the webinar in German

Click here to view a video of the webinar in English

Latest News

FTT back on the agenda

UCITS V - what it means for depositaries

Clearing in Europe - interview with Eurex's Marcus Zickwolff

Segregation of assets an area that needs clarifying under AIFMD

Appointing a depositary under AIFMD

KDPW_CCP becomes third CCP to be authorised under EMIR

Custodian banks and trade reporting

In Focus

Contact Us

For further information on Securities contact:

Derek Duggan
dduggan@ds.thomasmurray.com
Tel. +44 (0) 20 8600 2300

For editorial enquiries contact:

Miles Reucroft
mreucroft@ds.thomasmurray.com
Tel. +44 (0) 20 8600 2300

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About Thomas Murray Data Services

Thomas Murray Data Services is a specialist custody rating, risk management, research and information provider specialising in the global securities services industry.

Our range of products and services provide reports on over 250 custodians, 130 central securities depositories and 100 markets globally.

© 2014 Thomas Murray Network Management Ltd.
Tel: +44 (0) 20 8600 2300   Email: enquiries@ds.thomasmurray.com
Registered Office: Horatio House, 77-85 Fulham Palace Road, Hammersmith, London W6 8JA