Latest Market Intelligence on Global Capital Market Infrastructures

October, 2012

Thomas Murray - Monthly Newsletter

As a local market infrastructure entity or interested participant, Thomas Murray is pleased to send you our October newsletter. This newsletter provides access to the top stories we reported on as part of our on-going surveillance of local capital markets worldwide. We currently track over 100 securities markets, 130 Central Securities Depositories and have Capital Market Infrastructure Risk Rating Reports on over 90 markets worldwide, assessing the post trade risk exposures faced by international investors.

We would value your feedback on this newsletter. Should you wish to find out about subscribing to our services please feel free to contact us.

CMI in Focus

Thomas Murray maintains a wealth of information through the whole post-trade lifecycle of securities. In the first of a series of monthly reports, Thomas Murray will be investigating global trends in the industry through analysis of particular areas of capital market infrastructure.

In the first issue, with the imminent introduction of regulations related to short selling in the EU also forcing harmonisation in buy-in timeframes, Thomas Murray looks at how fails management processes around the world are employed, and how far away Europe and other regions are from the proposed standards on buy-ins.

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Top Stories

Brazil - New Functionality for Settlement of Securities Lending Transactions

BM&BOVESPA has announced that effective from 17 September 2012, there is a new procedure for the settlement and collateral deposit of securities lending transaction (BTC). Under the new procedure, participants are able to...

China - SD&C Shenzhen Branch Amends Guideline on Securities Account

On 19 September 2012, SD&C Shenzhen Branch issued a revised Guideline on Securities Account of Special Investors (the 2012 Guideline), which is a supplement / amendment to the 2006 Guideline. The main changes under the...

Global - European Commission Publishes Delegated and Implementing Regulations on Short Selling and CDS

The European Commission has published Delegated Regulations No. 826/2012 and Implementing Regulations No. 827/2012 in relation to Short Selling and certain aspects of Credit Default Swaps (CDS). These regulations cover the following...

Russia - FFMS Prepares Changes on Securities Income Legislation

The Federal Financial Markets Service (FFMS) is working on some modifications to different Federal laws which would result in a new asset servicing procedure. The salient points under consideration are...

Turkey - Reminder on Non-dematerialised Shares

The Central Registry Agency (CRA) has sent a reminder regarding the outstanding non-dematerialised shares. As per the provisional Article 6 of the Capital Markets Law amended by the Article 157 of the Law No. 6111 which was...

Total Number of Thomas Murray Flashes Issued: September 2012

Depository/CSD Risk Flashes: 79 (1167 year on year)
Capital Market Infrastructure Risk Flashes: 82 (1195 year on year)

Worth Knowing

Depository Risk Flashes

Czech Republic - Introduction of Clearing Membership Structure

Kenya - CDSC Adopts Multiple Settlement Bank Model - Update

New Zealand - Designation of NZClear Settlement System

Nicaragua - CENIVAL Increases Insurance Coverage

Singapore - SGX to Enhance Security of Access to SGX Prime

Capital Market Infrastructure Risk Rating Flashes

Costa Rica - Recommendations to Develop the Securities Market in Costa Rica

Croatia - HNB Resolution on Safekeeping of Shares of Credit Institutions

Egypt - Prime Minister of Egypt Authorised to Issue Regulations on Capital Markets

Philippines - SCCP Proposes New Rules and Operating Procedures on Settlement Restrictions

Switzerland, UK - Introduction of New Penalties on Late Settlement

USA - CFTC Approves DTCC'S Swap Data Repository Application

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Derek Duggan, Director, Data Services
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© Thomas Murray Network Management Ltd. 2012